Disclosures under Regulation 62 of the LODR (Investor Relations)

“Nuvama Wealth Finance Limited is a wholly owned subsidiary of Nuvama Wealth Management Limited (NWML). For details of NWML and update on Nuvama group performance, please visit NWML investor page by clicking here

Overview

Our Investor Relations programme, as with everything we do, is steered by our Guiding Principles – to be open, transparent and accountable. It is the key to building long term relationships with our stakeholders. We do this by adopting the best-in-class practices.

Our aim is to provide investors, analysts and other stakeholders a complete and accurate picture of the company’s performance – both past and present – while providing a window to the management’s thinking about the future and the strategies it aims to pursue to profit from emerging opportunities thereby enabling them to understand and appreciate our business model and long-term strategy. This is done through regular quarterly conference calls with our investors and analysts as well digitally distributing investor presentations and other useful information after declaration of each quarterly financial result. We welcome your suggestions and feedback on our Investor Relations effort. Please send feedback or suggestions to nwfldebtipo@nuvama.com.

Policies and Codes

Policy on transfer of Unclaimed Amounts to Escrow Accounts and claim thereof by Investors
Customer education literature on concept of SMA and NPA
Whistle_Blower_Policy_NWML
Policy on Materiality of Related Party Transactions and on dealing with related party transactions
Remuneration Policy
Policy for preservation of documents
Code of Conduct for Directors and Senior Management - BM-Jan2022
Criteria for making payments to NEDs
Familiarisation Program for Independent Directors
Policy on Board Diversity
Succession Planning Policy
Comprehensive Risk Management Policy
Policy for Appointment of Statutory Auditor
CSR Policy
Fair Practice Code & Grievance Redressal
Policy for determining interest rates, processing and other charges - NWFL PLR is 14.5%
Terms and Conditions of Appointment of Independent Directors
Guidelines on Corporate Governance

Our Financials

NWFL BSE- Outcome of Board Meeting Financials December 31, 2023
NWFL BSE- Outcome of Board Meeting Financials September 30, 2023
Financial Results - June 30, 2023

Draft Annual Return - Form MGT-7
NWFL Annual Report 2022-23
NWFL BSE- Outcome of Board Meeting Financials March 31, 2023
Financial Results- December 31, 2022
Related Party Statements- Sep'2022
NWFL Financial Results- September 30, 2022
Financial Results for June 30, 2022

Annual Return 2021-22
EFIL Annual Report FY 21-22
Audit Financial Results for March 31, 2022
Un-audited Quaterly Financial Results- December 31, 2021
Un-audited Financial Results - September 30, 2021

AR-2020-2021
Financial-Results-March-31-2021

Financials Result & Debenture Trustee Certificate - September 30, 2019
Financials Result, Deviation Statement & Debenture Trustee Certificate - March 31, 2020
Annual Report -2019-2020

Annual Report -2018-2019

Annual Report -2017-2018

Annual Report -2016-2017

Annual Report -2015-2016

Announcements

Record date intimation for June 2024 Interest Payout
Proceedings of the Extraordinary General Meeting

Confirmation of payment of interest - April 2024
Confirmation of payment of interest - March 2024
Confirmation of payment of interest - February 2024
Confirmation of payment of annual interest - February 2024
NWFL -CO & RTA details- December 31, 2023
SDD Compliance Certificate - December 2023
Record date intimation for March 2024 Interest Payout
Record date intimation for March 2024 Interest Payout
Record date intimation for March 2024 Interest Payout
Record date intimation for March 2024 Interest Payout
NWFL submission of ALM- Dec'23
Confirmation of payment of interest - January 2024
Record date intimation for February 2024 Interest Payout
NWFL submission of ALM- Nov'23
Confirmation of payment of interest - December 2023
Record date intimation for Janaury 2024 Interest Payout
Confirmation of payment of interest - November 2023
NWFL BSE- Outcome of Board Meeting Financials September 30, 2023
Confirmation of payment of interest - October 2023
Record date intimation for November 2023 Interest Payout
Confirmation of payment of interest - September 2023
Proceedings of the Extraordinary General Meeting
Record date intimation for October 2023 Interest Payout
Confirmation of payment of interest - August 2023
Appointment of Director
Proceedings of the 29th Annual General Meeting
Record date intimation for September 2023 Interest Payout
Intimation of Record Date for Maturity of CRPS
Confirmation of payment of interest - July 2023
Confirmation of payment of interest - June 2023
Record date intimation for July 2023 Interest Payout
Large Corp Annual Disclosure Mar'23
Confirmation of payment of interest - May 2023
Intimation of Record Date for CRPS dividend 22-23
Resignation of Director
NWFL CG Report as on March 31, 2023
NWFL Confirmation under Reg 40 & 61
Compliance Certificate - Reg 7(2)
Confirmation of payment of interest - April 2023
NWFL CP Quarterly Statement for use of proceeds of funds
NWFL Reg 57(5) Confirmation

NWFL Reg 57(4) for June'23
Record date intimation for interest payout on NCDs- May 2023
Resignation of NED
Proceedings of the meeting
Confirmation of payment of interest - March 2023
Record date intimation for April 2023
Confirmation of payment of annual interest - February 2023
Redemption of NCDs February 2023
Confirmation of payment of interest - February 2023
Record date intimation for March 2023
Confirmation of payment of interest - January 2023
Reg 57(5) Confirmation for quarter ended December 31, 2022
NWFL Reg 57(4) for Marchr'23
Record date intimation for February 2023- Annual Interest- revised
Record date intimation for February 2023- NCDs Monthly Interest
Record date for redemption of NCDs due in February 2023
Record date intimation for February 2023- NCDs Annual Interest
Confirmation of payment of interest December 2022
Record date intimation for January 2023
Confirmation of payment of interest September 2022
Confirmation of payment of interest October 2022
Confirmation of payment of interest November 2022
Record date intimation for November 2022
NWFL Revison in Credit Rating- CRISIL
NWFL Change in Director
Record date intimation for December 2022
EFIL-NWFL Name change announcement
Record date intimation for October 2022
Record date intimation for September 2022
Record date intimation for August 2022
Record date intimation- NCDs for September 2022
Revision in Credit Rating- Aug 5, 2022
Change in Chief Financial Officer
EFIL Reg 57(5) Confirmation
RPT For the half year ended March 31, 2022
Confirmation of payment of interest June 2022
Annual Secretarial Compliance REport for FY 2021-22
Redemption of CPs-February 17, 2022
EFIL BSE Outcome for BM dated May 19, 2022
EFIL - BSE Intimation appt of Tushar Agrawal as ED
Confirmation of payment of interest May 2022
Submission of ALM March'22
EFIL Compliance Certificate 7(2)
EFIL confirmation under 40 & 61
EFIL CP Quarterly Statement for use of proceeds of funds
EFIL Reg 57(5) Confirmation
Confirmation of payment of interest April 2022

RPT For the half year ended September 30, 2021
Statement on Asset Liability Management Feb'22
Record & Paymet date intimation for April 2022
Redemption of CPs-November 17, 2021
ALM Statements for January 31, 2022
Redemption of CPs-November 15, 2021 P2
Redemption of CPs-November 15, 2021 P1
Record & Paymet date intimation for March 2022
Quaterly Financial Results- December 31, 2021
Appointment of Independent Director and re-designation of Director
Intimation for BM Jan'22 - intention to raise funds and consider Financial Results
Notice of Board Meeting to be held on January 21, 2022
Statement on Asset Liability Management Dec'21
Commercial Papers Quarterly Statement for use of proceeds of funds - December'21
EFIL Reg 57(5) Confirmation
Confirmation of payment of interest Jan 2022
Statement on Asset Liability Management Nov'21
Resignation of Non-executive Director
Reg 57(4) interest principle obligtion being due in quarter ending March 2022
Confirmation of payment of interest Dec 2021
Confirmation of payment of interest Nov 2021
Statement on Asset Liability Management Sep'21
Notice of Board Meeting to be held on October 21, 2021
Notice of Audit Committee Meeting to be held on October 21, 2021
EFIL Reg 57(5) Confirmation
Confirmation of payment of interest Aug 2021
Confirmation of payment of interest Oct 2021
Confirmation of payment of interest Sep 2021
EFIL - BSE Intimation appt of NED
EFIL - BSE Intimation resign of NED
EFIL confirmation under 40 & 61
EFIL CP Quarterly Statement for use of proceeds of funds
EFIL ISIN recon Sep 30, 2021
EFIL Reg 57(2) Annual Undertaking
EFIL Reg 57(4) for December 2021 quarter
Record & Paymet date intimation for Nov 2021
Record & Paymet date intimation for Oct 2021
Record & Paymet date intimation for Sep 2021
Record Date Intimation - CP document_August 2, 2021
Record Date Intimation - CP document_July 13, 2021
Redemption of CPs-August 2 & 5, 2021
Reg 40 & 61- March'20
Reg 57(1) - Confirmation of Redemption of Payment - July 30, 2021
Reg 57(1) - Confirmation of Redemption of Payment - July 22, 2021
Reg 571 Confirmation of Redemption of Payment - July 20, 2021
Debenture Trustee Certificate Reg 52 (5)- March 31, 2021
Redemption Record Payment date intimation for Aug 2021
Redemption of CPs June 15 P1
Redemption of CPs June 15 P2
Record Date Intimation - CP document_April 15, 2021 Part 1
Record Date Intimation - CP document_April 15, 2021 Part 2
Record & Payment date intimation for Aug 2021
EFIL - BSE Intimation of appt of ID
EFIL - BSE Intimation Change in CFO
Confirmation of payment of interest July 2021.pdf
Redemption of CPs
Reg 50(1) & 60(1) Record & Payment date intimation for July 2021
Reg 52 Financials March 31, 2021
Reg 57(1)- Confirmation of payment of interest June 2021
Regulatory Disclosure M21
Record Date Intimation - CP document_May 2, 2021
Reg 57(1)- Confirmation of payment of interest May 2021
EFIL Large Corp Annual Disclosure
Reg 7(3) for March 31, 2021
Redemption of CPs Document Dated April 8, 2021
Reg 50(1) & 60(1) Record & Paymet date intimation for June 2021
Reg 40 & 61 PCS Confirmation
EFIL ISIN recon March 31, 2021
Reg 57(1)- Confirmation of payment of interest April 2021
EFIL - Stock Exchange Disclosure (March 26)
Redemption of CPs March 15 Part 2
Redemption of CPs March 15 Part 1
Reg 50(1) & 60(1) Record & Paymet date intimation for May 2021
Record Date Intimation - CP document March 15, 2021 Part 2
Record Date Intimation - CP document March 15, 2021 Part 1
Reg 50(1) & 60(1) Record & Paymet date intimation for April 2021 revised
Redemption of CPs March 2021
Record Date Intimation - CP document March 4, 2021
Reg 57(1)- Confirmation of payment of interest March 2021
Reg 50(1) & 60(1) Record & Paymet date intimation for April 2021
EFIL Outcome of the Board Meeting - Feb 10, 2021
Reg 50 (1) & 60 (2) Record and Payment date intimation for March 2021
Reg 60(2)- Record date intimation for May 2020
Reg 57(1)- Confirmation of payment of Annual Interest February 2021
Reg 57(1)- Confirmation of payment of interest February 2021
Reg 50 (2) & 50(3) Board Meeting Intimation
Redemption of CPs December 15, 2020
Redemption of NCDs December 14, 2020
Redemption of CPs December 3, 2020
Reg 50 (1) & 60 (2) Record and Payment date intimation for February 2020
Reg 50 (1) & 60 (2) Record and Payment date intimation for February 2020 Annual Interest
Reg 57(1)- Confirmation of payment of interest November 2020
EFIL BSE Covering Letter
Reg 57(1) Confirmation of Interest Payment November 2020
EFIL BSE Debenture Trustee Certificate 52(5)
EFIL Outcome of BM
Reg 50 (1) & 60 (2) Record and Payment date intimation for December 2020
Reg 60(2) Record date of CPs
Reg 50 (1) & 60 (2) Record and Payment date intimation for November 2020
Reg 50 (1) & 60 (2) Record and Payment date intimation for October 2020
Reg 57(1)- Confirmation of payment of interest October 2020
Credit Rating Intimation October 8, 2020
Reg 50 (1) & 60 (2) Record and Payment date intimation for September 2020
Reg 57(1)- Confirmation of payment of interest September 2020
Reg 40 & 61 September 30, 2020
Reg 7(2) September 30, 2020
Redemption of CPs September 2020
EFIL ISIN recon Sept 30, 2020
Reg 50(1) & 60(2)- Record & Payment date intimation for August 2020
Reg 50(1) & 60(2)- Record & Payment date intimation for July 2020
Reg 57(1)- Confirmation of payment of interest August 2020
Reg 57(1)- Confirmation of payment of interest July 2020
Record Date Intimation - CP document March 15, 2021 Part 2
Record Date Intimation - CP document March 15, 2021 Part 1
Redemption of CPs June 2020
Reg 57(1)- Confirmation of payment of interest June 2020
Reg 50(1) & 60(2)- Record & Payment date intimation for June 2020
Reg 57(1)- Confirmation of payment of interest May 2020
Reg 51(2)- Credit Rating Intimation- May 26, 2020
Reg 51(2)- Credit Rating Intimation- May 8, 2020
Reg 51(2)- Credit Rating Intimation- May 6, 2020
Reg 50 (1)- Payment date intimation for May 2020
Reg 50 (1) - Payment date intimation for April 2020
Reg 57(1)- Confirmation of payment of interest April 2020
Reg 60(2)- Record date intimation for April 2020

EFIL ISIN recon March 31, 2020
Reg 50 (2) (3)- BM Intimation Mar'20
Reg 50 (2)- Outcome of BM Mar 19, 2020
Reg 60(2)- Record date of CPs
EFIL Large Corp Inititial Disclosure March 31, 2020
Reg 7(2)- EFIL Compliance Certificate - March'20
Reg 50 (2)- Outcome of BM Feb 14, 2020
Reg 50 (2) (3)- BM Intimation Feb'20
Reg 50 (2) (3)- BM Intimation Nov'19
Reg 51(2)- Credit Rating Intimation- Oct 5, 2019
Reg 13(3)- Investor Grievance- Sep 30, 2019
Reg 51(2)- Credit Rating Intimation- Sep 21, 2019
Reg 61(4) SEBI half yearly- Sep'19

Valuations of Structured Products/ MLD

Entity Rating Agency Report
NWFL
CARE View Report
CRISIL View Report

Public Issue of Debt

Edelweiss Finance & Investments Limited - Prospectus - January 16, 2020
EFIL – Addendum to Draft Prospectus dated December 20, 2019
Edelweiss Finance & Investments – Draft Prospectus – December 20, 2019
EFIL- Draft-Prospectus - April 30, 2020

Investor Contacts

Pooja Doshi
Company Secretary

Edelweiss House, Off C.S.T. Road, Kalina, Mumbai 400 098, India
Tel: +91 22 4009 4400
Fax: + 91 22 4086 3610
Email: Secretarial@nuvama.com

Debenture Trustees to the Issue
SBICAP Trustee Company Limited

Apeejay House, 6th Floor, 3, Dinshaw Wachha Road, Churchgate, Mumbai 400 020.
Tel: +91 22 4302 5530
Fax: +91 22 4302 5500
E-mail: corporate@sbicaptrustee.com
Contact Person: Mr. R.L.N.Rao, AVP Head Legal and Compliance
SEBI Registration No.IND000000536
CIN: U65991MH2005PLC158386

Catalyst Trusteeship Limited

Address:Windsor, 6th Floor, Office No.604, C.S.T. Road, Kalina, Santacruz (East), Mumbai – 400098
Tel: +91 022 4922 0555
Fax: +91 022 4922 0505
E-mail: dt@cltrustee.com
Contact Person: Mr. Umesh Salvi
SEBI Registration No.IND000000034
CIN: U74999PN1997PLC110262

Beacon Trusteeship Limited

4 C&D, Siddhivinayak Chambers, Gandhi Nagar, Opp. MIG Cricket Club Bandra (East), Mumbai 400 051
Tel: +91 22 26558759
Email: compliance@beacontrustee.co.in
Website: www.beacontrustee.co.in
Contact Person: Vitthal Nawandhar
SEBI Registration Number: IND000000569
CIN: U74999MH2015PLC271288

Register & Share Transfer Agent (RTA)
KFin Technologies Private Limited

Karvy Selenium Tower B, Plot 31-32, Gachibowli, Financial District, Nanakramguda, Hyderabad - 500 032
Tel: +91 40 6716 2222
Fax: +91 40 2300 1153
E-mail : varghese@karvy.com
Contact Person: Mr. P A Varghese, Zonal Head-Corporate Registry
SEBI Registration No.INR000000221
CIN: U72400TG2017PTC117649

Link Intime India Private Limited

C- 101, 1st Floor, 247 Park LBS Marg, Vikhroli (West) Mumbai 400083, Maharashtra, India
Tel: +91 22 4918 6200
Fax: +91 22 4918 6195
Email: Efil.ncd@linkintime.com
Website: www.linkintime.co.in
Contact Person: Shanti Gopalkrishnan
SEBI Registration Number: INR000004058
CIN: U67190MH1999PTC118368

Credit Ratings

Nuvama Wealth Finance Limited
Purpose Rating Agency Credit Rating
Long Term Debt Programme ACUITE ACUITE AA-/Negative
ACUITE AA-/Negative ACUITE Acuite A1+
Long Term Debt Programme BRICKWORK BWR AA-/stable
Long Term Debt Programme BRICKWORK BWR PP-MLD AA-/stable
Long Term Debt Programme CARE CARE PP-MLD A-/Stable
Long Term Debt Programme CARE CARE A-/stable
Commercial paper CARE CARE A1+
Short term Debt Programme CARE CARE A1+
Short term Debt Programme CARE CARE PP-MLD A1+
Long Term Debt Programme CRISIL CRISIL AA-/Stable
Long Term Debt Programme CRISIL CRISIL PP-MLD AA-r/Stable
Bank Line CRISIL CRISIL AA-/Stable
Commercial paper CRISIL CRISIL A1+
Short term Debt Programme CRISIL CRISIL PP- MLD A1+r

Regulatory Disclosure

Public Disclosure on Liquidity Risk 31.12.2023
Public Disclosure on Liquidity Risk 30.09.2023
Public Disclosure on Liquidity Risk 30.06.2023
Public Disclosure on Liquidity Risk 31.03.2023
Public Disclosure on Liquidity Risk 31.12.2022
Public Disclosure on Liquidity Risk 30.09.2022
Public Disclosure on Liquidity Risk 30.06.2022
Public Disclosure on Liquidity Risk 31.03.2022
Public Disclosure on Liquidity Risk 31.12.2021
Public Disclosure on Liquidity Risk 30.09.2021
Public Disclosure on Liquidity Risk 30.06.2021
Public Disclosure on Liquidity Risk 31.03.2021
Public Disclosure on Liquidity Risk 31.12.2020
Public Disclosure on Liquidity Risk 30.09.2020
Public Disclosure on Liquidity Risk 30.06.2020
Public Disclosure on Liquidity Risk 31.03.2020

Grievance Redressal

Grievance Redressal Mechanism

The Company has provided following Grievance Redressal Mechanism to resolve any of its Customer Query / Grievance / Complaints:

LEVEL – 1

a. The borrowers can directly approach the Branch Manager / Relationship Manager and enter his/her complaint/grievance in the compliant register maintained at the branch.

b. b. The concerned Employee / Relationship Manager / Branch Official shall guide the borrowers who wish to lodge a complaint and shall endeavor to provide the borrower / applicant with the resolution / response to the queries / complaints / grievance with marking copy of the mail to Grievance Redressal officer at nwfl.grievancecell@nuvama.com

c. The borrower may also lodge complaints / grievances at the following email id: nwfl.grievancecell@nuvama.com

LEVEL – 2

If the query remains unresolved at Level 1, the borrower / customer can approach Grievance Redressal Officer at the following address: - Mr. Venkatesh Gade
4th Floor, Plot No 5, M B Towers Road No 2, Banjara Hills
Tel No. +91 (40) 4115 1636 Ext.40036
Email id: nwfl.grievancecell@nuvama.com

The Grievance Redressal Officer shall endeavor to provide the borrower / applicant with the resolution / response to the queries / complaints / grievances received from them within a period of minimum 15 days and maximum 30 days from the day of the receipt of the of the complaint / grievances.

LEVEL – 3

If the Complaint / Grievances is not resolved within a period of one month, the borrower / customer / applicant may appeal to :-

The Officer – in – Charge
Department of Supervision
Reserve Bank of India
3rd Floor, Near Maratha Mandir, Byculla,
Mumbai Central, Mumbai - 400008; Tel: +91 22-23084121/ 23028436
Fax: +91 22-23022011
Email id - dnbsmro@rbi.org.in

For Investors

The Company has provided following Grievance Redressal Mechanism to resolve any of its investor Query / Grievance / Complaints:

Scores Portal

In case of any complaint, investors can route the complaint through scores portal which shall be redressed within 21 days by the entity submitting an Action taken report.

Link to access scores:

https://scores.gov.in/scores/welcome.html

Online Dispute Resolution Portal (ODR)

If the investor is unsatisfied with SEBI review on SCORES portal with reasoned closure remarks, the investors can opt ODR if SEBI advices for the same.

Link to access ODR portal:

https://smartodr.in/login

Link to SEBI circular on ODR:

https://www.sebi.gov.in/legal/master-circulars/aug-2023/online-resolution-of-disputes-in-the-indian-securities-market_75220.html

Ombudsman Scheme

Principal Nodal Officer details
Reserve Bank - Integrated Ombudsman Scheme, 2021
Salient Features of the Scheme
Form of Complaint

Notices

NWFL BSE Intimation for BM January'24
NWFL BSE Intimation for BM October'23
NWFL BSE Intimation for BM July'23
AGM Notice - July 31, 2023
NWFL BSE Intimation for BM May'23
Intimation for Board Meeting Jan'23
Intimation for BM Oct'22- further notice
EFIL BSE Intimation for BM July'22
EGM Notice Feb 11, 2022
EGM Notice Feb 12, 2021
AGM Notice Aug 13, 2021
EFIL AGM Notice- July 22, 2022- signed

IEPF

Invetors details for unpaid dividend for FY 2014-15

Our Management

...
Mr. Birendra Kumar

Chairman and Independent Director

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...
Mr. Tushar Agrawal

Chief Executive Officer and Executive Director

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...
Mr. Ashish Kehair

Non-executive Director

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...
Mr. Nikhil Srivastava

Non-executive Director

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...
Mr. Ramesh Abhishek

Non-executive Director

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...
Ms. Akshaya Mishra

Independent Director

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...
Mr. Kamlesh Shivji Vikamsey

Independent Director

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Board Committees

LICENSE DETAILS
  • Nuvama Wealth Finance Limited (NWFL) |
    CIN: U67120MH1994PLC286057


  • The Company is having valid Certificate of Registration (CoR) No. B- 13.02144 dated 13.12.2016 issued by Reserve Bank of India (RBI) under Reserve Bank of India Act, 1934. However, RBI does not accept any responsibility or guarantee about the present position as to the financial soundness of Company or correctness of any of the statements or representation made or opinion expressed by the Company.